June 3, 2013 – by Tim Keating – On May 30, 2013, an article about Keating Capital, Inc. (the “Company”) was posted on SeekingAlpha, a website that serves as a platform for contributors to post views about a stock. While the Company believes that diversity of opinion is an essential aspect of a free and More
Tableau and Marketo Push May US IPO Pricings to 22, Marking Busiest Month Since November 2007
May 23, 2013 – According to Renaissance Capital: “Tableau (DATA) which sells a data visualization platform, and Market (MKTO), a provider of marketing automation software, priced their IPOs last night, pushing total IPO pricings in May to 22, the most since November 2007, when 26 deals were completed. Earlier, May saw the first 10-IPO week More
Encouraging Analyst Coverage to Help Solve the Orphaned Public Stock Problem, Part 2
March 20, 2013 – Opinion Piece, Part 2, by Tim Keating – The conclusion to the latest opinion piece on the subject of Keating’s latest white paper, found here. Equally important, the Global Settlement has completely changed how Wall Street delivers equity research and what institutional investors value. Today, premium services, such as investor conferences More
Keating Capital to Present at Investor Conference
Tim Keating, CEO for Keating Capital, will be presenting at the upcoming ROTH Conference to the investment community. The 25th Annual ROTH Conference will take place on March 17-20, 2013 in Dana Point, California. Tim’s presentation will take place on Wednesday, March 20th at 8 AM PST.
Encouraging Analyst Coverage to Help Solve the Orphaned Public Stock Problem, Part 1
March 13, 2013 – Opinion Piece, Part 1, by Tim Keating - Pity the research analyst. In the 79 years since the 1934 publication of Benjamin Graham and David Dodd’s Security Analysis, not other job on Wall Street has been characterized by more reputational and financial volatility. From near obscurity, the creation of Institutional Investor magazine’s More
IMN Foundations & Endowments Summit
March 12, 2013 – Keating Capital will be participating in the upcoming 8th Annual IMN Foundations & Endowments Summit taking place March 14-15th in Huntington, CA. Tim Keating, CEO for Keating, will be participating in a panel discussion titled ‘Re-Assessing the Ivy League Model Amid Underperformance’ on March 14th at 2pm. For more information, please More
Letter to the Editor of the Wall Street Journal, Part 3
November 16, 2012 – Submitted by Tim Keating, Keating Capital, Inc., Part 3. The third article by Joe Light reports on a shocking and disgraceful Wall Street double standard that exists with respect to the timing of the disposal of shares bought in an IPO. On the one hand, certain discount brokers, such as Fidelity, More
Letter to the Editor of the Wall Street Journal, Part 2
November 15, 2012 – Submitted by Tim Keating, Keating Capital, Inc., Part 2. The second article, Citi Web Analyst Fired After Lapse, by Telis Demos, Jean Eaglesham and Anupreeta Das, describes how regulators are investigating whether small investors were kept in the dark (and thereby disadvantaged relative to large institutional investors) by the underwriters of More
Letter to the Editor of the Wall Street Journal, Part 1
November 14, 2012 – Submitted by Tim Keating, Keating Capital, Inc. I submitted the following letter to the editor of The Wall Street Journal in response to three articles, two of which were published in a single edition of The Wall Street Journal on October 27, 2012, and the third which was published on November More
Wake Up the IPO Ecosystem, Part 2
October 10, 2012 – Opinion Piece, Part 2, by Tim Keating – Now back to the causes of the decline in IPOs and the number of public companies. News flash: It was not Sarbanes-Oxley (SOX). Instead, the Grant Thornton authors have demonstrated conclusively in a series of previous white papers that the structural damage to More



